Symphony Asset Management LLC Fund Manager

Symphony Asset Management LLC is a California Fund Manager located in San Francisco, California. It was registered on Wednesday, August 07, 1996.


555 California Street
San Francisco, California, 94104
United States
Phone: (415) 676-4000
http://www.symphonyasset.com
Promoter
N/A Nuveen Investments Holdings, Inc.
Executive Officer
Anne Popkin
Chief Investment Officer and Chief Executive Officer
Gunther Stein
President
Anne Popkin
General Counsel
Judith MacDonald
Chief Financial Officer
Angela McKillen
Chief Operating Officer
David Goldstein
Chief Compliance Officer
Amy Chen
Executive Officer
Ross Sakamoto
Executive Officer
Angela McKillen
Executive Officer
David Goldstein
Executive Officer
Gunther Stein
Executive Officer
Judith MacDonald
Inception Date
1996-08-07
Jurisdiction
California
Updated
2017-06-20 19:44:40.690043
As of Date
2017-03-30
Latest Filing
2017-03-30
Form D File Number
021-156984
SEC Number
801-52638
CRD Number
110687
Inception
1996-08-07
Legal Name
Symphony Asset Management LLC
Name
Symphony Asset Management LLC
CIK
0001030815
Legal Entity Type
Limited Liability Company
Legal Entity Identifier
549300WWPCXP14L1F885
EIN
943252504
Long Positions: 2017-03-31
SecurityValue
POWERSHARES ETF TRUST II 59.80M
PALO ALTO NETWORKS INC. 32.91M
RYLAND GROUP INC 30.25M
MOLINA HEALTHCARE INC 26.88M
SERVICENOW INC 24.66M
CTRIP.COM INTERNATIONAL LTD 24.48M
SPDR SERIES TRUST 19.65M
YAHOO INC 18.33M
RAMBUS INC 17.44M
VIPSHOP HOLDINGS LTD 16.19M
VEECO INSTRUMENTS INC 15.65M
TWITTER INC 14.52M
Microsoft Corp (MSFT) 14.37M
PRICELINE.COM 13.66M
SALESFORCE.COM INC. 13.56M
WORKDAY INC 13.54M
VANECK VECTORS ETF TR 12.88M
ILLUMINA INC 12.76M
ALPHABET INC 12.35M
NAVISTAR INTL CORP NEW 12.05M
SPECTRANETICS CORPORATION 10.10M
FIREEYE INC 9.38M
FIREEYE INC 9.20M
Apple Inc. (AAPL) 8.71M
Amazon com Inc (AMZN) 8.68M
COMSTOCK RES INC 8.46M
WEBMD HEALTH CORP. 8.33M
ENERNOC INC. 8.29M
NAVISTAR INTL CORP NEW 7.71M
TESLA INC 7.33M
Aetna (HD) 7.09M
HORNBECK OFFSHORE SERVICES INC 6.98M
Eaton Vance Senior Income Trust (EVF) 6.57M
Union Pacific Corp (UNP) 6.49M
Priceline Group Inc. (PCLN) 5.93M
Visa Inc. (V) 5.72M
Honeywell International Inc (HON) 5.64M
Eaton Vance Floating-Rate Income Trust (EFT) 5.36M
Facebook Inc (FB) 5.11M
Abbott Laboratories (ABT) 5.08M
HARMONIC INC 5.00M
Johnson & Johnson (JNJ) 4.98M
ALLSCRIPTS HEALTHCARE SOLUTIONS INC 4.94M
Fidelity National Information Services, Inc. (FIS) 4.93M
Starbucks Corp (SBUX) 4.79M
MEDICINES CO/THE 4.74M
Comcast Corp (CMCSA) 4.58M
Mastercard Inc (MA) 4.54M
Intercontinental Exchange, Inc. (ICE) 4.31M
Fortive Corp (FTV) 4.08M
Molson Coors Brewing Co (TAP) 4.07M
Progressive Corp (PGR) 4.04M
Proofpoint Inc (PFPT) 3.99M
FLUIDIGM CORP 3.98M
MACOM Technology Solutions Holdings, Inc. (MTSI) 3.97M
Zimmer Biomet Holdings, Inc. (ZBH) 3.92M
Electronic Arts Inc. (EA) 3.82M
SERVICESOURCE INTL INC 3.78M
McCormick & Co Inc (MKC) 3.69M
ONEOK Inc /New/ (OKE) 3.69M
Equinix Inc (EQIX) 3.67M
Comerica Inc /New/ (CMA) 3.64M
Citizens Financial Group Inc/RI (CFG) 3.60M
Cigna Corp (CI) 3.57M
JAZZ INVESTMENTS I LTD 3.56M
Huntington Ingalls Industries, Inc. (HII) 3.54M
Boeing CO (BA) 3.40M
Lamb Weston Holdings, Inc. (LW) 3.35M
FleetCor Technologies, Inc. (FLT) 3.28M
INPHI Corp (IPHI) 3.28M
Advanced Micro Devices Inc (AMD) 3.27M
JELD-WEN Holding, Inc. (JELD) 3.27M
O Reilly Automotive Inc (ORLY) 3.25M
Danaher Corp (DHR) 3.23M
Dow Chemical CO (DOW) 3.21M
Masco Corp (MAS) 3.15M
SYSCO Corp (SYY) 3.08M
Amgen Inc (AMGN) 3.07M
Westinghouse Air Brake Technologies Corp (WAB) 3.07M
Marsh & McLennan Companies, Inc. (MMC) 3.03M
Lockheed Martin Corp (LMT) 3.02M
PayPal Holdings, Inc. (PYPL) 3.02M
MICROCHIP TECHNOLOGY INC 2.95M
Washington EAP Services (LNC) 2.90M
Hancock Holding Co (HBHC) 2.89M
CMS Energy Corp (CMS) 2.89M
Wells Fargo & Company/MN (WFC) 2.85M
ON SEMICONDUCTOR CORP 2.79M
Illumina Inc (ILMN) 2.77M
Walt Disney Co/ (DIS) 2.77M
Edwards Lifesciences Corp (EW) 2.66M
Schwab Charles Corp (SCHW) 2.62M
SPDR SERIES TRUST 2.60M
Energy XXI Gulf Coast, Inc. (EXXI) 2.60M
Kraft Heinz Co (KHC) 2.54M
Waste Management Inc (WM) 2.53M
Centerpoint Energy Inc (CNP) 2.50M
Intuit Inc. (INTU) 2.49M
John Bean Technologies CORP (JBT) 2.48M
Pool Corp (POOL) 2.48M
Gilead Sciences Inc (GILD) 2.46M
Sun Communities, Inc. (SUI) 2.44M
Synchrony Financial (SYF) 2.39M
Watsco Inc (WSO) 2.35M
Thermo Fisher Scientific Inc. (TMO) 2.29M
UnitedHealth Group Inc (UNH) 2.27M
Oracle Corporation (ORCL) 2.26M
Tiffany & Co (TIF) 2.25M
Southwest Airlines Co (LUV) 2.17M
Church & Dwight CO Inc (CHD) 2.15M
Akamai Technologies Inc (AKAM) 2.11M
EOG Resources Inc (EOG) 2.10M
Welbilt, Inc. (WBT) 2.08M
American Tower Corporation (AMT) 2.07M
AutoZone Inc (AZO) 2.06M
Voya Financial, Inc. (VOYA) 2.04M
Patterson - UTi Energy Inc (PTEN) 2.03M
BroadSoft, Inc. (BSFT) 2.00M
The Estee Lauder Companies Inc. (EL) 1.92M
Gibraltar Industries, Inc. (ROCK) 1.90M
Landstar System Inc (LSTR) 1.86M
HD Supply Holdings, Inc. (HDS) 1.85M
Cabot Corp (CBT) 1.82M
Clorox CO (CLX) 1.82M
Newell Brands Inc (NWL) 1.81M
Norfolk Southern Corp (NSC) 1.79M
Ciena Corp (CIEN) 1.78M
Xilinx Inc (XLNX) 1.78M
ACORDA THERAPEUTICS INC 1.74M
Finisar Corp (FNSR) 1.74M
Eagle Materials, Inc. (EXP) 1.73M
Merck & Co., Inc. (MRK) 1.70M
Radian Group Inc. (RDN) 1.68M
Microchip Technology Inc. (MCHP) 1.67M
Adobe Systems Inc (ADBE) 1.66M
Waste Connections, Inc. (WCN) 1.65M
B&G Foods, Inc. (BGS) 1.62M
Knight Transportation Inc (KNX) 1.59M
Tesla, Inc. (TSLA) 1.59M
Omnicom Group Inc. (OMC) 1.58M
Biogen Inc. (BIIB) 1.58M
Trimble Navigation Ltd (TRMB) 1.56M
DCT Industrial Trust Inc. (DCT) 1.55M
First Data Corp (FDC) 1.54M
CareTrust REIT, Inc. (CTRE) 1.54M
Texas Capital Bancshares Inc/TX (TCBI) 1.53M
Air Products & Chemicals Inc (APD) 1.52M
Ross Stores, Inc. (ROST) 1.52M
Prudential Financial Inc (PRU) 1.50M
Carters Inc (CRI) 1.50M
Palo Alto Networks Inc (PANW) 1.48M
Marriott International Inc (MAR) 1.47M
Hospitality Properties Trust (HPT) 1.47M
Republic Services, Inc. (RSG) 1.47M
Mohawk Industries Inc (MHK) 1.44M
U.S. Silica Holdings, Inc. (SLCA) 1.42M
At&T Inc. (T) 1.39M
NOVAVAX INC 1.37M
Exxon Mobil CORP (XOM) 1.34M
Synnex Corp (SNX) 1.32M
Pfizer Inc (PFE) 1.32M
Anthem, Inc. (ANTM) 1.32M
Phillips 66 (PSX) 1.31M
PTC Inc. (PTC) 1.31M
Westlake Chemical Corp (WLK) 1.31M
MSC Industrial Direct CO Inc (MSM) 1.30M
Chevron CORP (CVX) 1.29M
Chemours Co (CC) 1.28M
PepsiCo Inc (PEP) 1.27M
AbbVie Inc. (ABBV) 1.25M
Red Hat Inc (RHT) 1.25M
Iberiabank Corp (IBKC) 1.19M
Hologic Inc (HOLX) 1.19M
Huntsman CORP (HUN) 1.19M
Pioneer Natural Resources CO (PXD) 1.18M
Spirit Airlines, Inc. (SAVE) 1.18M
Gaming & Leisure Properties, Inc. (GLPI) 1.17M
LPL Financial Holdings Inc. (LPLA) 1.15M
Donaldson Company Inc (DCI) 1.14M
International Business Machines Corp (IBM) 1.13M
Green Dot Corp (GDOT) 1.12M
WEC Energy Group, Inc. (WEC) 1.12M
Teleflex Inc (TFX) 1.11M
TUTOR PERINI Corp (TPC) 1.11M
Becton Dickinson & CO (BDX) 1.11M
Verisk Analytics, Inc. (VRSK) 1.11M
TJX Companies Inc (TJX) 1.11M
Stericycle INC (SRCL) 1.11M
Popular Inc. (BPOP) 1.10M
Enova International, Inc. (ENVA) 1.08M
Celgene Corp (CELG) 1.06M
KeyCorp /New/ (KEY) 1.04M
Nexstar Media Group, Inc. (NXST) 1.02M
STORE CAPITAL Corp (STOR) 1.01M
Chart Industries Inc (GTLS) 1.01M
Lincoln Electric Holdings Inc (LECO) 990.00K
Halliburton CO (HAL) 986.00K
ARES CAP CORP 973.00K
Campbell Soup Co (CPB) 968.00K
HollyFrontier Corp (HFC) 962.00K
Penn National Gaming LV Gaming Ventures (PENN) 941.00K
Burlington Stores, Inc. (BURL) 941.00K
Baker Hughes Inc (BHI) 930.00K
Square, Inc. (SQ) 924.00K
Universal Insurance Holdings, Inc. (UVE) 921.00K
Parexel International Corp (PRXL) 919.00K
Zoetis Inc. (ZTS) 912.00K
PBF Energy Inc. (PBF) 902.00K
Northrop Grumman Corp (NOC) 884.00K
Catalent, Inc. (CTLT) 869.00K
Wintrust Financial Corp (WTFC) 867.00K
McDonalds CORP (MCD) 852.00K
Bok Financial CORP ET AL (BOKF) 852.00K
BWX Technologies Inc (BWXT) 851.00K
Valvoline Inc (VVV) 836.00K
Wal Mart Stores Inc (WMT) 832.00K
Veeco Instruments Inc. (VECO) 830.00K
Four Corners Property Trust, Inc. (FCPT) 810.00K
Swift Transportation Co (SWFT) 799.00K
Axcelis Technologies Inc (ACLS) 788.00K
AGNC Investment Corp. (AGNC) 788.00K
Spectrum Brands Holdings, Inc. (SPB) 767.00K
FCB Financial Holdings, Inc. (FCB) 758.00K
Bioverativ Inc. (BIVV) 748.00K
PNM Resources, Inc. (PNM) 743.00K
National General Holdings Corp. (NGHC) 731.00K
LILLY Eli & Co (LLY) 722.00K
Archrock, Inc. (AROC) 720.00K
Take Two Interactive Software Inc (TTWO) 720.00K
Constellation Brands, Inc. (STZ) 719.00K
Bristol Myers Squibb Co (BMY) 715.00K
Lions Gate Entertainmen 707.00K
Booz Allen Hamilton Holding Corp (BAH) 670.00K
DTE Energy CO (DTE) 669.00K
PS Business Parks Inc/CA (PSB) 662.00K
Western Alliance Bancorporation (WAL) 653.00K
ITAU UNIBANCO HLDG SA 644.00K
Integrated Device Technology Inc (IDTI) 631.00K
Monro Muffler Brake Inc (MNRO) 621.00K
Halcon Resources Corp (HK) 611.00K
Standard Register Co (SR) 610.00K
Fastenal Co (FAST) 609.00K
Science Applications International Corp (SAIC) 607.00K
Scientific Games Corp (SGMS) 606.00K
Freeport-McMoRan Inc (FCX) 599.00K
Genesee & Wyoming, Inc. (GWR) 581.00K
Macy's, Inc. (M) 576.00K
JetBlue Airways Corp (JBLU) 571.00K
Unitil Corporation (UTL) 569.00K
Leidos Holdings, Inc. (LDOS) 568.00K
Lithia Motors Inc (LAD) 567.00K
Vertex Pharmaceuticals Inc / MA (VRTX) 565.00K
Banner Corp (BANR) 564.00K
BioMarin Pharmaceutical Inc (BMRN) 561.00K
GCP Applied Technologies Inc. (GCP) 557.00K
AK Steel Holding Corp (AKS) 543.00K
Box, Inc. (BOX) 541.00K
Emerge Energy Services LP (EMES) 540.00K
Kate Spade & Co (KATE) 538.00K
Coca Cola Bottling Co Consolidated (COKE) 534.00K
WELLS FARGO & CO NEW 533.00K
Microsemi Corp (MSCC) 533.00K
Cobalt International Energy, Inc. (CIE) 528.00K
Eldorado Resorts, Inc. (ERI) 527.00K
AdvanSix Inc. (ASIX) 527.00K
Marriott Vacations Worldwide Corporation (VAC) 527.00K
Bank of the Ozarks Inc (OZRK) 525.00K
tronc, Inc. (TRNC) 524.00K
Duke Realty Corp (DRE) 521.00K
Piper Jaffray Companies (PJC) 518.00K
STAG Industrial, Inc. (STAG) 517.00K
Wesco International Inc (WCC) 516.00K
Eagle Pharmaceuticals Inc (EGRX) 513.00K
First Defiance Financial Corp (FDEF) 509.00K
NuVasive Inc (NUVA) 509.00K
Synaptics Inc (SYNA) 509.00K
Performance Food Group Co (PFGC) 505.00K
MDU Resources Group Inc (MDU) 501.00K
CVR Energy Inc (CVI) 497.00K
INTEL CORPORATION 491.00K
Merit Medical Systems Inc (MMSI) 480.00K
GoDaddy Inc. (GDDY) 476.00K
Olin Corp (OLN) 476.00K
Amtrust Financial Services, Inc. (AFSI) 463.00K
Trico Bancshares / (TCBK) 451.00K
Regeneron Pharmaceuticals Inc (REGN) 448.00K
Platform Specialty Products Corp (PAH) 446.00K
PRICELINE.COM 442.00K
BANK AMER CORP 439.00K
RPC Inc (RES) 436.00K
MasTec Inc (MTZ) 434.00K
American Airlines Group Inc. (AAL) 428.00K
National Storage Affiliates Trust (NSA) 422.00K
WD 40 Co (WDFC) 420.00K
PHH Corp (PHH) 418.00K
E Trade Financial Corp (ETFC) 416.00K
AK STL CORP 414.00K
Net 1 Ueps Technologies Inc (UEPS) 414.00K
Brookdale Senior Living Inc. (BKD) 412.00K
Texas Roadhouse, Inc. (TXRH) 410.00K
Babcock & Wilcox Enterprises, Inc. (BW) 405.00K
Expedia, Inc. (EXPE) 388.00K
AGRIUM INC 382.00K
United Insurance Holdings CORP. (UIHC) 382.00K
STONEGATE BK FT LAUDERDALE F 377.00K
Armstrong Flooring, Inc. (AFI) 372.00K
Quality Systems, Inc (QSII) 363.00K
Berry Plastics Group Inc (BERY) 359.00K
Vail Resorts Inc (MTN) 359.00K
Digital Realty Trust, L.P. (DLR) 358.00K
Kansas City Southern (KSU) 354.00K
Concho Resources Inc (CXO) 351.00K
Cypress Semiconductor CORP (CY) 345.00K
CBOE Holdings, Inc. (CBOE) 340.00K
Globalstar, Inc. (GSAT) 338.00K
Snyder'S-Lance, Inc. (LNCE) 337.00K
Harris Corp (HRS) 336.00K
BANCO BRADESCO S A 335.00K
Agilent Technologies, Inc. (A) 332.00K
Comstock Resources Inc (CRK) 330.00K
Equity Lifestyle Properties Inc (ELS) 328.00K
Newfield Exploration CO (NFX) 323.00K
Post Holdings, Inc. (POST) 322.00K
Monsanto CO /New/ (MON) 317.00K
Crown Castle International Corp (CCI) 313.00K
Ameren CORP (AEE) 310.00K
Stanley Black & Decker, Inc. (SWK) 307.00K
WEATHERFORD INTL LTD 305.00K
Vantiv, Inc. (VNTV) 302.00K
WHITING PETE CORP NEW 298.00K
Kite Realty Group Trust (KRG) 287.00K
STARWOOD PROPERTY TRUST INC 286.00K
OASIS PETROLEUM INC 284.00K
Albemarle Corporation (ALB) 283.00K
Hope Bancorp Inc (HOPE) 283.00K
Fifth Third Bancorp (FITB) 283.00K
Louisiana-Pacific Corp (LPX) 278.00K
Herc Holdings Inc. (HRI) 274.00K
ANTHEM INC 270.00K
Moodys Corp (MCO) 270.00K
Extra Space Storage Inc. (EXR) 264.00K
Envision Healthcare Corp (EVHC) 260.00K
Argo Group International Holdings, Ltd. (AGII) 258.00K
ARCONIC INC 257.00K
SEACOR HOLDINGS INC 256.00K
HealthSouth Corporation (HLS) 255.00K
United Continental Holdings, Inc. (UAL) 253.00K
Keane Group, Inc. (FRAC) 251.00K
Weyerhaeuser Co (WY) 250.00K
Aerojet Rocketdyne Holdings, Inc. (AJRD) 248.00K
Jabil Circuit Inc (JBL) 242.00K
Celadon Group Inc (CGI) 242.00K
EnerNOC, Inc. (ENOC) 242.00K
SEI Investments Co (SEIC) 236.00K
AmerisourceBergen Corporation (ABC) 233.00K
Qorvo, Inc. (QRVO) 232.00K
Iron Mountain Inc (IRM) 223.00K
Dr Pepper Snapple Group, Inc. (DPS) 223.00K
Berkley W R Corp (WRB) 218.00K
Adient Ltd (ADNT) 215.00K
inCyte Corp (INCY) 208.00K
Micron Technology Inc (MU) 205.00K
ENEL GENERACION CHILE S A 203.00K
Regions Financial Corp (RF) 193.00K
Nexeo Solutions, Inc. (NXEO) 173.00K
MOBILE TELESYSTEMS PJSC 165.00K
Civeo Corp (CVEO) 74.00K
HALCON RESOURCES CORP 38.00K
Rex Energy Corp (REXX) 21.00K
06-17 06-16 03-15
Investors 19.00 19.00 19.00
06-17 06-16 03-15
Commitments/Contributions None None None
03-17 01-17 09-16
Clients 300.00 300.00 300.00
03-17 01-17 09-16
Employees 85.00 86.00 86.00
03-17 01-17 09-16
Regulatory Assets Under Management 20.04B 18.52B 18.52B
Securitized Assets Funds: 2017-03-30
Symphony CLO X, Ltd. Cayman Islands
California Street CLO II, Ltd. Cayman Islands
California Street CLO III, Ltd. Cayman Islands
Scof-2 Ltd. Cayman Islands
California Street CLO XII, Ltd. Cayman Islands
California Street CLO XI Limited Partnership Cayman Islands
California Street CLO V, Ltd. Cayman Islands
California Street CLO IX Limited Partnership Cayman Islands
Symphony CLO XVIII, Ltd. Cayman Islands
Symphony CLO XVI, Ltd Cayman Islands
Symphony CLO XVII, Ltd. Cayman Islands
Symphony CLO XIV, Ltd. Cayman Islands
Symphony CLO VIII Limited Partnership Cayman Islands
Symphony CLO XV, Ltd. Cayman Islands