Stifel, Nicolaus & Company, Incorporated Fund Manager

Stifel, Nicolaus & Company, Incorporated is a Missouri Fund Manager located in St Louis, Missouri. It was registered on Wednesday, May 07, 1975.


501 N Broadway
St Louis, Missouri, 63102-0000
United States
Phone: (314) 342-2000
http://www.stifel.com
Director
Hugo Warns
Cco Advisory Services
Rita Kazembe
Chairman, Ceo, President, and Director
Ronald Kruszewski
Chief Operations Officer
Douglas Noll
Coo and Director
James Zemlyak
Rosfp
Matt Wischmeier
Director
Richard Himelfarb
Director
Thomas Mulroy
Chief Compliance Officer - Fixed Income Capital Markets
Paul Ayd
Sr. V.P., Director of Branches
Allen Brautigam
General Counsel
Mark Fisher
Director
David Sliney
Chief Compliance Officer - Private Client Group
John Olsen
Chief Compliance Officer
Garry Stegeland
Director
Michael Imhoff
Cco of Equity Capital Markets
Gina Hyde
Director
Thomas Kendrick
Chief Financial Officer
Stephen Bushmann
Inception Date
1975-05-07
Jurisdiction
Missouri
Updated
2017-06-20 19:43:54.829548
As of Date
2017-06-12
Latest Filing
2017-06-12
SEC Number
801-10746
CRD Number
793
Inception
1975-05-07
Legal Name
Stifel, Nicolaus & Company, Incorporated
Name
Stifel, Nicolaus & Company, Incorporated
Legal Entity Type
Corporation
Legal Entity Identifier
5WUVMA08EYG4KEUPW589
06-17 03-17 02-17
Employees 5.54K 5.54K 5.57K
06-17 03-17 02-17
Clients 105.00K 105.00K 90.60K
06-17 03-17 02-17
Regulatory Assets Under Management 53.89B 53.89B 38.40B
Private Equity Funds: 2017-06-12
Distressed Opportunities Fund II LLC Missouri
Hedge Funds: 2017-06-12
Cardinal Advisor Series-International Value Equity Ltd Cayman Islands